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# FCM Disclosures

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WF Securities, LLC created this page to make certain information available to the public including information required to be made to the public in relation to the CFTC’s Enhanced Customer Protection Rules for Futures Commission Merchants pursuant to CFTC regulation 1.55.

All links below are to PDFs unless otherwise indicated

- FCM Disclosure Document
- FCM Risk Disclosure
- Indirect Clearing Arrangements Terms and Conditions

## Financial Information

- 2025 Annual Statement of Financial Condition and footnotes
- 2025 Annual Statement of Secured, Segregation & Sequestered Requirements
- Financial Summary Information
- WF Securities financial reports (web page)

## ERISA Disclosure

- ERISA 408(b)(2)

- Segregated, Secured & Sequestered Requirements
- Monthly Segregated, Secured & Sequestered Requirements

## 2nd Quarter 2026 winjammer filings

## May

- May 27, 2026
- May 26, 2026
- May 25, 2026
- May 22, 2026
- May 21, 2026
- May 20, 2026
- May 19, 2026
- May 18, 2026
- May 15, 2026
- May 14, 2026
- May 13, 2026
- May 12, 2026
- May 11, 2026
- May 8, 2026
- May 7, 2026
- May 6, 2026
- May 5, 2026
- May 4, 2026
- May 1, 2026

## April

- April 30, 2026
- April 29, 2026
- April 28, 2026
- April 27, 2026
- April 24, 2026
- April 23, 2026
- April 22, 2026
- April 21, 2026
- April 20, 2026
- April 17, 2026
- April 16, 2026
- April 15, 2026
- April 14, 2026
- April 13, 2026
- April 10, 2026
- April 9, 2026
- April 8, 2026
- April 7, 2026
- April 6, 2026
- April 3, 2026
- April 2, 2026
- April 1, 2026

## 1st Quarter 2026 winjammer filings

## March

- March 31, 2026
- March 30, 2026
- March 27, 2026
- March 26, 2026
- March 25, 2026
- March 24, 2026
- March 23, 2026
- March 20, 2026
- March 19, 2026
- March 18, 2026
- March 17, 2026
- March 16, 2026
- March 13, 2026
- March 12, 2026
- March 11, 2026
- March 10, 2026
- March 9, 2026
- March 6, 2026
- March 5, 2026
- March 4, 2026
- March 3, 2026
- March 2, 2026

## February

- February 27, 2026
- February 26, 2026
- February 25, 2026
- February 24, 2026
- February 23, 2026
- February 20, 2026
- February 19, 2026
- February 18, 2026
- February 17, 2026
- February 16, 2026
- February 13, 2026
- February 12, 2026
- February 11, 2026
- February 10, 2026
- February 9, 2026
- February 6, 2026
- February 5, 2026
- February 4, 2026
- February 3, 2026
- February 2, 2026

## January

- January 30, 2026
- January 29, 2026
- January 28, 2026
- January 27, 2026
- January 26, 2026
- January 23, 2026
- January 22, 2026
- January 21, 2026
- January 20, 2026
- January 19, 2026
- January 16, 2026
- January 15, 2026
- January 14, 2026
- January 13, 2026
- January 12, 2026
- January 9, 2026
- January 8, 2026
- January 7, 2026
- January 6, 2026
- January 5, 2026
- January 2, 2026

## 4th Quarter 2025 winjammer filings

## December

- December 31, 2025
- December 30, 2025
- December 29, 2025
- December 26, 2025
- December 25, 2025
- December 24, 2025
- December 23, 2025
- December 22, 2025
- December 19, 2025
- December 18, 2025
- December 17, 2025
- December 16, 2025
- December 15, 2025
- December 12, 2025
- December 11, 2025
- December 10, 2025
- December 9, 2025
- December 8, 2025
- December 5, 2025
- December 4, 2025
- December 3, 2025
- December 2, 2025
- December 1, 2025

## November

- November 28, 2025
- November 27, 2025
- November 26, 2025
- November 25, 2025
- November 24, 2025
- November 21, 2025
- November 20, 2025
- November 19, 2025
- November 18, 2025
- November 17, 2025
- November 14, 2025
- November 13, 2025
- November 12, 2025
- November 11, 2025
- November 10, 2025
- November 7, 2025
- November 6, 2025
- November 5, 2025
- November 4, 2025
- November 3, 2025

## October

- October 31, 2025
- October 30, 2025
- October 29, 2025
- October 28, 2025
- October 27, 2025
- October 24, 2025
- October 23, 2025
- October 22, 2025
- October 21, 2025
- October 20, 2025
- October 17, 2025
- October 16, 2025
- October 15, 2025
- October 14, 2025
- October 13, 2025
- October 10, 2025
- October 9, 2025
- October 8, 2025
- October 7, 2025
- October 6, 2025
- October 3, 2025
- October 2, 2025
- October 1, 2025

## 3rd Quarter 2025 winjammer filings

## September

- September 30, 2025
- September 29, 2025
- September 26, 2025
- September 25, 2025
- September 24, 2025
- September 23, 2025
- September 22, 2025
- September 19, 2025
- September 18, 2025
- September 17, 2025
- September 16, 2025
- September 15, 2025
- September 12, 2025
- September 11, 2025
- September 10, 2025
- September 9, 2025
- September 8, 2025
- September 5, 2025
- September 4, 2025
- September 3, 2025
- September 2, 2025
- September 1, 2025

## August

- August 29, 2025
- August 28, 2025
- August 27, 2025
- August 26, 2025
- August 25, 2025
- August 22, 2025
- August 21, 2025
- August 20, 2025
- August 19, 2025
- August 18, 2025
- August 15, 2025
- August 14, 2025
- August 13, 2025
- August 12, 2025
- August 11, 2025
- August 8, 2025
- August 7, 2025
- August 6, 2025
- August 5, 2025
- August 4, 2025
- August 1, 2025

## July

- July 31, 2025
- July 30, 2025
- July 29, 2025
- July 28, 2025
- July 25, 2025
- July 24, 2025
- July 23, 2025
- July 22, 2025
- July 21, 2025
- July 18, 2025
- July 17, 2025
- July 16, 2025
- July 15, 2025
- July 14, 2025
- July 11, 2025
- July 10, 2025
- July 9, 2025
- July 8, 2025
- July 7, 2025
- July 4, 2025
- July 3, 2025
- July 2, 2025
- July 1, 2025

## 2nd Quarter 2025 winjammer filings

## June

- June 30, 2025
- June 27, 2025
- June 26, 2025
- June 25, 2025
- June 24, 2025
- June 23, 2025
- June 20, 2025
- June 19, 2025
- June 18, 2025
- June 17, 2025
- June 16, 2025
- June 13, 2025
- June 12, 2025
- June 11, 2025
- June 10, 2025
- June 9, 2025
- June 6, 2025
- June 5, 2025
- June 4, 2025
- June 3, 2025
- June 2, 2025

## May

- May 30, 2025
- May 29, 2025
- May 28, 2025

## 2026

- April 2026
- March 2026
- February 2026
- January 2026

## 2025

- December 2025
- November 2025
- October 2025
- September 2025
- August 2025
- July 2025
- June 2025
- May 2025

Financial Information about WF Securities, including how WF Securities invests and holds customer funds, may be obtained from the National Futures Association (NFA) (website).

Additional financial information on all Futures Commission Merchants is available from the Commodity Futures Trading Commission (website).

For an accessible version of any PDF listed on this page, please follow the instructions on our accessibility commitments page or contact our ADA Comment line at 1-877-644-7819.

LRC-0825